Filing Details
- Accession Number:
- 0001104659-14-006737
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-05 15:38:45
- Reporting Period:
- 2014-02-04
- Filing Date:
- 2014-02-05
- Accepted Time:
- 2014-02-05 15:38:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1505512 | Regulus Therapeutics Inc. | RGLS | Pharmaceutical Preparations (2834) | 264738379 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1121404 | Sanofi | 54 Rue La Boetie Paris I0 75008 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $ 0.001 Par Value- | Acquisiton | 2014-02-04 | 1,303,780 | $7.67 | 5,053,779 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Footnotes
- Shares are held directly by Aventis Holdings Inc. an indirectly wholly owned subsidiary of Sanofi. Accordingly, Sanofi can be deemed to share voting and dispositive power over the shares held directly by Aventis Holdings Inc.