Filing Details
- Accession Number:
- 0001137411-14-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-05 10:40:16
- Reporting Period:
- 2014-02-03
- Filing Date:
- 2014-02-05
- Accepted Time:
- 2014-02-05 10:40:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191566 | M Clayton Jones | M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-03 | 60,000 | $36.55 | 229,957 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-03 | 200 | $74.77 | 229,757 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 100 | $74.78 | 229,657 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 100 | $74.79 | 229,557 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 300 | $74.80 | 229,257 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 100 | $74.81 | 229,157 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 200 | $74.83 | 228,957 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 100 | $74.84 | 228,857 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 300 | $74.89 | 228,557 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 200 | $74.90 | 228,357 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 200 | $74.92 | 228,157 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 100 | $74.93 | 228,057 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 700 | $74.94 | 227,357 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 600 | $74.95 | 226,757 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 500 | $74.96 | 226,257 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 300 | $74.97 | 225,957 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 100 | $74.98 | 225,857 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 500 | $74.99 | 225,357 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 1,043 | $75.00 | 224,314 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 800 | $75.01 | 223,514 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 100 | $75.02 | 223,414 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 1,300 | $75.03 | 222,114 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 100 | $75.04 | 222,014 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 1,800 | $75.04 | 220,214 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 800 | $75.05 | 219,414 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 1,214 | $75.06 | 218,200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 387 | $75.07 | 217,813 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-03 | 2,700 | $75.08 | 215,113 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-03 | 60,000 | $0.00 | 60,000 | $36.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,696 | 2014-11-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 15,223 | Indirect | By Savings Plan |
| Common Stock | 21,950 | Indirect | By GRATs |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2013.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan based on information furnished by the Plan Administrator as of January 1, 2014.
- Indirectly owned by reporting person who serves as trustee of grantor retained annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.
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