Filing Details
- Accession Number:
- 0001209191-14-007378
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-04 21:28:47
- Reporting Period:
- 2014-01-31
- Filing Date:
- 2014-02-04
- Accepted Time:
- 2014-02-04 21:28:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1080099 | Informatica Corp | INFA | Services-Prepackaged Software (7372) | 770333710 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1275992 | Sohaib Abbasi | C/O Informatica Corporation 2100 Seaport Boulevard Redwood City CA 94063 | Ceo, President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-31 | 638 | $40.36 | 317,441 | No | 4 | J | Direct | |
Common Stock | Disposition | 2014-02-01 | 9,134 | $39.31 | 308,307 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2014-02-01 | 9,682 | $39.31 | 317,989 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-02-03 | 11,196 | $5.69 | 329,185 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-03 | 11,196 | $38.85 | 317,989 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-04 | 11,000 | $5.69 | 328,989 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-04 | 11,000 | $38.70 | 317,989 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance-based restricted stock unit | Disposition | 2014-02-01 | 20,249 | $0.00 | 20,249 | $39.31 |
Common Stock | Non-qualified stock option (right to buy) | Acquisiton | 2014-02-03 | 91,000 | $0.00 | 91,000 | $38.25 |
Common Stock | Performance-based restricted stock unit | Acquisiton | 2014-02-03 | 92,000 | $0.00 | 92,000 | $0.00 |
Common Stock | Non-qualified stock option (right to buy) | Disposition | 2014-02-03 | 11,196 | $0.00 | 11,196 | $5.69 |
Common Stock | Non-qualified stock option (right to buy) | Disposition | 2014-02-04 | 11,000 | $0.00 | 11,000 | $5.69 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
60,751 | No | 4 | M | Direct | ||
91,000 | 2021-02-01 | No | 4 | A | Direct | |
92,000 | No | 4 | A | Direct | ||
1,327,908 | 2008-07-19 | 2014-07-19 | No | 4 | M | Direct |
1,316,908 | 2008-07-19 | 2014-07-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 234,984 | Indirect | By GRAT |
Footnotes
- Shares acquired pursuant to the Employee Stock Purchase Plan of Informatica Corporation.
- These shares were withheld by the Company as required for related tax liability in connection with the vesting of restricted stock units granted in prior years.
- These shares represent the difference between the restricted stock units which vested upon achievement of certain performance criteria and the restricted stock units withheld by the Company as required for related tax liability in connection with the vesting of restricted stock units granted in prior years.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/12/2013.
- All trades occurred within the price range of $38.17 and $40.10. The reported price is the weighted average for trades within this range.
- All trades occurred within the price range of $38.2500 and $38.9900. The reported price is the weighted average for trades within this range.
- Certain of these securities are restricted stock units. Each unit represents the Reporting Person's right to receive one share of Common Stock, subject to the applicable vesting schedule.
- This performance-based restricted stock unit ("PSRU") award is eligible to vest as follows: (1) 75% of the award is eligible to vest upon achievement of certain performance criteria based on total revenues, and (2) 25% of the award is eligible to vest upon achievement of certain performance criteria based on non-GAAP operating income. The actual PRSU award earned will vest as to 1/4th of the shares on each anniversary of the original grant date. The number of shares reflected is at the 100% award amount. No PRSUs will be earned below the minimum threshold of performance. At or above the minimum threshold, the actual number of shares may range from 50% to 125% of the 100% award amount.
- These options are exercisable at the rate of 1/48th of the shares subject to such options on each monthly anniversary of the vesting commencement date. Such options have a term of seven years from the date of grant.
- Each restricted stock unit represents a contingent right to receive one share of Common Stock.
- This performance-based restricted stock unit ("PSRU") award is eligible to vest as follows: (1) 60% of the award is eligible to vest upon achievement of certain performance criteria based on total revenues, and (2) 40% of the award is eligible to vest upon achievement of certain performance criteria based on non-GAAP operating income. The actual PRSU award earned will vest as to 1/4th of the shares on each anniversary of the original grant date. The number of shares reflected is at the target award amount. No PRSUs will be earned below the target level of performance. At or above the target level of performance, the actual number of shares may range from 70% to 125% of the target award amount.