Filing Details

Accession Number:
0001209191-14-007242
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-04 18:45:11
Reporting Period:
2014-02-03
Filing Date:
2014-02-04
Accepted Time:
2014-02-04 18:45:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569391 Kcg Holdings Inc. KCG Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580516 Trust 2011 Tierney V. Daniel C/O Wicklow Capital, Inc.
53 W. Jackson Blvd., Suite 1204
Chicago IL 60604
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Disposition 2014-02-03 425,000 $11.04 12,234,117 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents the sale of 375,000 shares of Class A Common Stock to Daniel Coleman, KCG's Chief Executive Officer, and the sale of 50,000 shares of Class A Common Stock to Charles Haldeman, the Non-Executive Chairman of KCG's Board of Directors, each in a private transaction for a price of $11.0443 per share (the volume weighted average price for February 3, 2014).
  2. These shares of Class A Common Stock are held directly by the Daniel V. Tierney 2011 Trust ("Trust"). The co-trustees of the Trust are Emma Cuadrado and John R. Flynn, who share voting and dispositive power over the securities held by the Trust and disclaim beneficial ownership of such securities. Daniel V. Tierney, a director of KCG Holdings, Inc., is the settlor and sole beneficiary of the Trust, but does not have or share investment control with respect to the securities held by the Trust.