Filing Details

Accession Number:
0001209191-14-007232
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-04 18:36:57
Reporting Period:
2014-02-03
Filing Date:
2014-02-04
Accepted Time:
2014-02-04 18:36:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1562195 Carl Lamm 4698 Willow Road
Pleasanton CA 94588
Vp Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-03 482 $1.25 16,388 No 4 M Direct
Common Stock Disposition 2014-02-03 482 $20.19 15,096 No 4 S Direct
Common Stock Acquisiton 2014-02-03 533 $10.20 15,629 No 4 M Direct
Common Stock Disposition 2014-02-03 533 $20.19 15,096 No 4 S Direct
Common Stock Acquisiton 2014-02-03 366 $11.30 15,462 No 4 M Direct
Common Stock Disposition 2014-02-03 366 $20.19 15,096 No 4 S Direct
Common Stock Acquisiton 2014-02-03 625 $4.30 15,721 No 4 M Direct
Common Stock Disposition 2014-02-03 625 $20.19 15,906 No 4 S Direct
Common Stock Acquisiton 2014-02-03 284 $1.43 16,190 No 4 M Direct
Common Stock Disposition 2014-01-17 284 $20.19 15,906 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-02-03 482 $1.25 482 $1.25
Common Stock Stock Option (Right to Buy) Disposition 2014-02-03 533 $10.20 533 $10.20
Common Stock Stock Option (Right to Buy) Disposition 2014-02-03 366 $11.30 366 $11.30
Common Stock Stock Option (Right to Buy) Disposition 2014-02-03 625 $4.30 625 $4.30
Common Stock Stock Option (Right to Buy) Disposition 2014-02-03 284 $1.43 284 $1.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,895 2020-07-27 No 4 M Direct
9,599 2021-07-26 No 4 M Direct
9,137 2022-02-16 No 4 M Direct
21,250 2022-11-14 No 4 M Direct
2,838 2020-11-29 No 4 M Direct
Footnotes
  1. The sales reported in this FORM 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on August 29, 2013 and amended on November 26, 2013.
  2. 25% of the granted 23,160 shares underlying this option became exercisable on 7/27/2011. The remaining vest in a series of 36 equal monthly installments provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.
  3. 25% of the granted 25,862 shares underlying this option became exercisable on 7/27/2012, and the remainder vest in equal monthly installments over a 36-month period thereafter, subject to the Reporting Person's continued service to the Issuer.
  4. One 48th of the granted 17,544 shares vest in equal monthly installments over a 48 month period from the grant date February 17, 2012, provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.
  5. 25% of the granted 30,000 shares underlying this option became exercisable on 11/15/2013. The remaining vest in a series of 36 equal monthly installments provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.
  6. 25% of the granted 13,623 shares underlying this option became exercisable on 11/30/2011. The remaining vest in a series of 36 equal monthly installments provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.