Filing Details
- Accession Number:
- 0001179110-14-001884
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-02-04 18:10:46
- Reporting Period:
- 2014-01-03
- Filing Date:
- 2014-02-04
- Accepted Time:
- 2014-02-04 18:10:46
- Original Submission Date:
- 2014-01-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
809559 | Tcw Strategic Income Fund Inc | TSI | () | 930939398 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1487057 | Mitch Flack | Tcw Strategic Income Fund, Inc. 865 S. Figueroa Street, Ste. 1800 Los Angeles CA 90017 | Portfolio Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-03 | 18,700 | $5.30 | 35,300 | No | 4 | P | Indirect | 2006 Flack Trust u/a 4/6/06, Mitch Flack and Leticia Flack TTEES |
Common Stock | Acquisiton | 2012-07-17 | 0 | $0.00 | 32,925 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | 2006 Flack Trust u/a 4/6/06, Mitch Flack and Leticia Flack TTEES |
No | 4 | P | Direct |
Footnotes
- No Transaction occurred in Common Stock owned Directly by Reporting Person.