Filing Details

Accession Number:
0000895813-14-000020
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-04 17:30:19
Reporting Period:
2014-01-31
Filing Date:
2014-02-04
Accepted Time:
2014-02-04 17:30:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188084 L William Morrison 50 South Lasalle Street
Chicago IL 60603
President & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-31 64,788 $44.47 127,196 No 4 M Direct
Common Stock Disposition 2014-01-31 64,788 $60.47 62,408 No 4 S Direct
Common Stock Acquisiton 2014-02-03 1,800 $44.47 64,208 No 4 M Direct
Common Stock Disposition 2014-02-03 1,800 $60.30 62,408 No 4 S Direct
Common Stock Acquisiton 2014-02-04 8,412 $44.47 70,820 No 4 M Direct
Common Stock Disposition 2014-02-04 8,412 $59.78 62,408 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right-to-buy) Disposition 2014-01-31 64,788 $0.00 64,788 $44.47
Common Stock Employee Stock Option (right-to-buy) Disposition 2014-02-03 1,800 $0.00 1,800 $44.47
Common Stock Employee Stock Option (right-to-buy) Disposition 2014-02-04 8,412 $0.00 8,412 $44.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,212 2005-03-31 2015-02-15 No 4 M Direct
8,412 2005-03-31 2015-02-15 No 4 M Direct
0 2005-03-31 2025-02-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 77,763 Direct
Common Stock 203 Indirect By Son
Common Stock 1,200 Indirect By Spouse
Common Stock 148 Indirect By Son
Common Stock 2,546 Indirect 401(k) as of 12/31/13
Footnotes
  1. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  2. Price reflects the weighted average sales price from $60.25 to $60.77. Information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
  3. Price reflects the weighted average sales price from $60.29 to $60.30. Information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
  4. Price reflects the weighted average sales price from $59.59 to $59.92. Information regarding the number of shares sold at each separate price will be provided by the issuer upon request.