Filing Details

Accession Number:
0001437749-14-001508
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-04 17:16:19
Reporting Period:
2014-01-31
Filing Date:
2014-02-04
Accepted Time:
2014-02-04 17:16:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1136174 Catasys Inc. CATS Services-Misc Health & Allied Services, Nec (8090) 880464853
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904534 S Terren Peizer 11601 Wilshire Blvd #950
Los Angeles CA 90025
Chairman & Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2014-01-31 1,585,345 $0.58 13,440,815 No 4 P Indirect By Crede CG III, Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Crede CG III, Ltd.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to purchase Acquisiton 2014-01-31 1,585,345 $0.00 1,585,345 $0.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,585,345 2019-01-31 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share 32,750 Indirect By Reserva Capital Group, LLC
Common Stock, Par Value $0.0001 Per Share 56,792 Indirect By Bonmore, LLC
Footnotes
  1. These securities were purchased by Crede CG III, Ltd. pursuant to a Securities Purchase Agreement entered into with the Issuer.
  2. The reporting person is the Managing Director of Crede CG III, Ltd., Reserva Capital Group, LLC and Bonmore, LLC, and may be deemed to beneficially own or control the securities. The reporting person disclaims beneficial ownership of any such securities.
  3. The exercise price of the warrants is subject to potential future adjustment pursuant to the provisions of the warrant.
  4. Exercisable at any time prior to expiration.