Filing Details
- Accession Number:
- 0001179110-14-001871
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-04 17:02:39
- Reporting Period:
- 2014-01-31
- Filing Date:
- 2014-02-04
- Accepted Time:
- 2014-02-04 17:02:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1800 | Abbott Laboratories | ABT | Pharmaceutical Preparations (2834) | 360698440 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1565892 | E Robert Funck | 100 Abbott Park Road Abbott Park IL 60064 | Vice President, Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Without Par Value | Acquisiton | 2014-01-31 | 2,137 | $31.61 | 62,365 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Acquisiton | 2014-01-31 | 5,715 | $33.88 | 68,080 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Acquisiton | 2014-01-31 | 1,546 | $35.08 | 69,626 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2014-01-31 | 2,598 | $36.19 | 67,028 | No | 4 | S | Direct | |
| Common Shares Without Par Value | Disposition | 2014-01-31 | 5,608 | $36.20 | 61,420 | No | 4 | S | Direct | |
| Common Shares Without Par Value | Disposition | 2014-01-31 | 1,192 | $36.21 | 60,228 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Option (right to buy) | Disposition | 2014-01-31 | 2,137 | $0.00 | 2,137 | $31.61 |
| Common Shares | Option (right to buy) | Disposition | 2014-01-31 | 5,715 | $0.00 | 5,715 | $33.88 |
| Common Shares | Option (right to buy) | Disposition | 2014-01-31 | 1,546 | $0.00 | 1,546 | $35.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-04-27 | 2014-02-19 | No | 4 | M | Direct |
| 0 | 2013-08-02 | 2014-02-19 | No | 4 | M | Direct |
| 0 | 2013-08-20 | 2014-02-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares Without Par Value | 15,475 | Indirect | Profit Sharing Trust |
| Common Shares Without Par Value | 500 | Indirect | By daughter |
| Common Shares Without Par Value | 500 | Indirect | By daughter |
Footnotes
- Balance in the Abbott Laboratories Stock Retirement Trust as of January 31, 2014.
- The reporting person disclaims beneficial ownership of all securities held by his daughter.
- Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.
Billionaire Hedge Funds
