Filing Details
- Accession Number:
- 0000750556-14-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-04 16:17:27
- Reporting Period:
- 2013-04-20
- Filing Date:
- 2014-02-04
- Accepted Time:
- 2014-02-04 16:17:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
750556 | Suntrust Banks Inc | STI | National Commercial Banks (6021) | 581575035 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518495 | Aleem Gillani | 303 Peachtree Street, N.e. Atlanta GA 30303 | Corp. Exex. Vice Pres And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-04-20 | 300 | $29.19 | 2,000 | No | 4 | S | Indirect | Custodial Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Custodial Account |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 90,920 | Direct | |
Common Stock | 300 | Indirect | Custodial Account |
Common Stock | 3,500 | Indirect | Trust |
Common Stock | 6,876 | Indirect | 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | $0.00 | 993 | 993 | Direct | ||
Common Stock | Phantom Stock | $0.00 | 2,708 | 2,708 | Direct | ||
Common Stock | Phantom Stock | $0.00 | 17,234 | 17,234 | Direct | ||
Common Stock | Option | $32.27 | 2014-02-08 | 2021-02-08 | 19,300 | 19,300 | Direct |
Common Stock | Option | $21.67 | 2022-02-14 | 29,599 | 29,599 | Direct | |
Common Stock | Option | $27.41 | 2014-02-26 | 2023-02-26 | 11,464 | 11,464 | Direct |
Common Stock | Option | $27.41 | 2015-02-26 | 2023-02-26 | 11,464 | 11,464 | Direct |
Common Stock | Option | $27.41 | 2016-02-26 | 2023-02-26 | 11,465 | 11,465 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
993 | 993 | Direct | |
2,708 | 2,708 | Direct | |
17,234 | 17,234 | Direct | |
2021-02-08 | 19,300 | 19,300 | Direct |
2022-02-14 | 29,599 | 29,599 | Direct |
2023-02-26 | 11,464 | 11,464 | Direct |
2023-02-26 | 11,464 | 11,464 | Direct |
2023-02-26 | 11,465 | 11,465 | Direct |
Footnotes
- Granted under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under SEC Rule 16b-3; includes 7,290 shares of restricted stock which vest on February 9, 2014.
- Shares are held in a custodial account for the benefit of an adult familiy member over which account the reporting person has investment and voting control.
- Shares are held in a custodial account for the benefit of a minor child of the reporting person over which account the reporting person has investment and voting control.
- Shares are held in a family trust over which the reporting person has voting and investment control.
- Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents vares based on the closing price of SunTrust stock on the applicable measurement date.
- Acquired under the SunTrust Banks, Inc. Deferred Compensation Plan. These convert to common stock on a one-for-one basis.
- Reflects satisfaction of performance vesting condition (Tier 1 Capital) as of December 31, 2011 with respect to restricted stock units originally granted under the SunTrust Banks, Inc. 2009 Stock Plan on April 26, 2011. Grant was exempt pursuant to Rule 16b-3. Award remains subject to time-vesting criterion and will vest pro rata annually (i.e. one-third each year) and will vest post-retirement provided certain noncompetition and other restrictive covenants are performed.
- Represents restricted stock units, half of which vest on 2/14/2014 and half on 2/15/2015.
- Granted under the SunTrust Banks, Inc. 2009 Stock Plan.
- Granted pursuant to the SunTrust Banks, inc. 2009 Stock Plan. One third of the award vests each year for three years.