Filing Details
- Accession Number:
- 0001070059-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-04 15:46:10
- Reporting Period:
- 2014-02-03
- Filing Date:
- 2014-02-04
- Accepted Time:
- 2014-02-04 15:46:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1070059 | J Michael Farrell | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-03 | 10,000 | $13.51 | 10,000 | No | 4 | P | Indirect | By Farrell Investment Company, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Farrell Investment Company, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 22,500 | Indirect | By Farrell Family Limited Partnership |
Common Stock | 2,500 | Direct |
Footnotes
- The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $13.4600 to $13.5350, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Mr. Farrell is the Manager and President of this entity
- Mr. Farrell is the General Partner of this entity.