Filing Details
- Accession Number:
- 0001209191-14-006912
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-04 15:19:06
- Reporting Period:
- 2014-01-31
- Filing Date:
- 2014-02-04
- Accepted Time:
- 2014-02-04 15:19:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518729 | Bruce Wallace | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-31 | 1,500 | $60.37 | 5,857 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-31 | 2,000 | $64.37 | 7,857 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-31 | 1,500 | $112.18 | 6,357 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-31 | 2,000 | $112.15 | 4,357 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2014-01-31 | 1,500 | $60.37 | 1,500 | $60.37 |
| Common Stock | Stock Option | Disposition | 2014-01-31 | 2,000 | $64.37 | 2,000 | $64.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,000 | 2012-04-27 | 2018-04-27 | No | 4 | M | Direct |
| 7,000 | 2013-05-01 | 2019-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 192 | Indirect | By 401(k)/ESOP |
Footnotes
- The 1,500 shares were sold through separate trades, with the sale prices ranging from $112.16 to $112.42 and at a weighted average saleprice of $112.178.
- The 2,000 shares were sold through separate trades, with the sale prices ranging from $112.14 to $112.16 and at a weighted average saleprice of $112.149.
Billionaire Hedge Funds
