Filing Details
- Accession Number:
- 0001209191-14-006837
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-04 13:11:41
- Reporting Period:
- 2014-02-03
- Filing Date:
- 2014-02-04
- Accepted Time:
- 2014-02-04 13:11:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569391 | Kcg Holdings Inc. | KCG | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1328944 | Daniel Coleman | Kcg Holdings, Inc., 545 Washington Boulevard Jersey City NJ 07310 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-02-03 | 805,000 | $11.04 | 1,274,878 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock Units (Previously Reported) | 195,000 | Direct |
Footnotes
- Represents the purchase of (i) 375,000 shares of KCG Class A Common Stock from Daniel V. Tierney 2011 Trust, a 10% holder of KCG Class A Common Stock and a trust of which Daniel Tierney, a director of KCG, is the settlor and sole beneficiary, (ii) 375,000 shares of KCG Class A Common Stock from Serenity Investments, LLC, a 10% holder of KCG Class A Common Stock and a limited liability company in which Stephen Schuler, a director of KCG, and his wife together own a controlling interest, (iii) 25,000 shares of KCG Class A Common Stock from Steven Bisgay, KCG's Chief Financial Officer, and (iv) 30,000 shares of KCG Class A Common Stock from John McCarthy, KCG's General Counsel and Corporate Secretary, each in a private transaction for a price of $11.0443 per share (the volume weighted average price for February 3, 2014).