Filing Details
- Accession Number:
- 0001209191-14-006835
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-04 13:10:48
- Reporting Period:
- 2014-02-03
- Filing Date:
- 2014-02-04
- Accepted Time:
- 2014-02-04 13:10:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569391 | Kcg Holdings Inc. | KCG | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1202325 | E Charles Haldeman | Kcg Holdings, Inc., 545 Washington Boulevard Jersey City NJ 07310 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-02-03 | 100,000 | $11.04 | 152,972 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock Units (Previously Reported) | 28,769 | Direct |
Footnotes
- Represents the purchase of (i) 50,000 shares of KCG Class A Common Stock from Daniel V. Tierney 2011 Trust, a 10% holder of KCG Class A Common Stock and a trust of which Daniel Tierney, a director of KCG, is the settlor and sole beneficiary, and (ii) 50,000 shares of KCG Class A Common Stock from Serenity Investments, LLC, a 10% holder of KCG Class A Common Stock and a limited liability company in which Stephen Schuler, a director of KCG, and his wife together own a controlling interest, each in a private transaction for a price of $11.0443 per share (the volume weighted average price for February 3, 2014).