Filing Details

Accession Number:
0001209191-14-006835
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-04 13:10:48
Reporting Period:
2014-02-03
Filing Date:
2014-02-04
Accepted Time:
2014-02-04 13:10:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569391 Kcg Holdings Inc. KCG Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1202325 E Charles Haldeman Kcg Holdings, Inc.,
545 Washington Boulevard
Jersey City NJ 07310
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-02-03 100,000 $11.04 152,972 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units (Previously Reported) 28,769 Direct
Footnotes
  1. Represents the purchase of (i) 50,000 shares of KCG Class A Common Stock from Daniel V. Tierney 2011 Trust, a 10% holder of KCG Class A Common Stock and a trust of which Daniel Tierney, a director of KCG, is the settlor and sole beneficiary, and (ii) 50,000 shares of KCG Class A Common Stock from Serenity Investments, LLC, a 10% holder of KCG Class A Common Stock and a limited liability company in which Stephen Schuler, a director of KCG, and his wife together own a controlling interest, each in a private transaction for a price of $11.0443 per share (the volume weighted average price for February 3, 2014).