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Home > Insider Trading > Filing (0001354488-14-000464)

Filing Details

Accession Number:: 0001354488-14-000464
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-02-04 13:10:38
Reporting Period:: 2014-02-04

Filing Date:: 2014-02-04
Accepted Time:: 2014-02-04 13:10:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
944696	Capital Financial Holdings Inc	CPFH	Security Brokers, Dealers & Flotation Companies (6211)	450404061

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1551100	Richard John Carlson	815 25Th Ave Nw Minot ND 58703	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Capital Financial Holdings, Inc. - Cpfh Common Stock	Acquisiton	2014-02-04	2	$880.00	8	No	4	P	Indirect	Spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Spouse

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Capital Financial Holdings, Inc. - Cpfh Common Stock	16	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Capital Financial Holdings, Inc. - Cpfh Common Stock	Option - CPFH common	$10,000.00	2004-12-17	2014-10-31	2	1	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-10-31	2	1	Direct