Home > Insider Trading > Filing (0001381668-14-000007)

Filing Details

Accession Number:: 0001381668-14-000007
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-02-04 11:54:21
Reporting Period:: 2014-02-03

Filing Date:: 2014-02-04
Accepted Time:: 2014-02-04 11:54:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1381668	Tfs Financial Corp	TFSL	Savings Institution, Federally Chartered (6035)	522054948

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1388161	A Marc Stefanski	7007 Broadway Avenue Cleveland OH 44105	Chairman, President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-02-03	10,000	$11.47	83,879	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	26,000	Indirect	By Spouse
Common Stock	12,600	Indirect	By Spouse As Custodian For Child 4
Common Stock	0	Direct
Common Stock	78,416	Indirect	By 401(k)
Common Stock	5,490	Indirect	BY ESOP
Common Stock	12,600	Indirect	By Child 3
Common Stock	15,600	Indirect	By Spouse As Custodian For Child 5
Common Stock	115,738	Indirect	Trustee for sibling trust
Common Stock	10,000	Indirect	By Child 1
Common Stock	25,600	Indirect	By Child 2
Common Stock	7,200	Indirect	POA on siblings IRA

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00		62,200	62,200	Direct
Common Stock	Employee Stock Option (right to buy)	$11.96	2019-05-11	299,600	299,600	Direct
Common Stock	Restricted Stock Units	$0.00		41,600	41,600	Direct
Common Stock	Employee Stock Option (right to buy)	$8.61	2021-12-15	369,000	369,000	Direct
Common Stock	Restricted Stock Units	$0.00		18,400	18,400	Direct
Common Stock	Employee Stock Option (right to buy)	$11.74	2018-08-10	2,530,700	2,530,700	Direct
Common Stock	Restricted Stock Units	$0.00		33,400	33,400	Direct
Common Stock	Restricted Stock Units	$0.00		698,413	698,413	Direct
Common Stock	Restricted Stock Units	$0.00		35,700	35,700	Direct
Common Stock	Employee Stock Option (right to buy)	$14.00	2020-05-14	315,500	315,500	Direct
Common Stock	Employee Stock Option (right to buy)	$11.64	2023-12-03	286,500	286,500	Direct
Common Stock	Employee Stock Option (right to buy)	$9.43	2022-12-15	416,700	416,700	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	62,200	62,200	Direct
2019-05-11	299,600	299,600	Direct
	41,600	41,600	Direct
2021-12-15	369,000	369,000	Direct
	18,400	18,400	Direct
2018-08-10	2,530,700	2,530,700	Direct
	33,400	33,400	Direct
	698,413	698,413	Direct
	35,700	35,700	Direct
2020-05-14	315,500	315,500	Direct
2023-12-03	286,500	286,500	Direct
2022-12-15	416,700	416,700	Direct

Footnotes

The sale was completed in accordance with the terms of a 10b5-1 Trading Plan previously disclosed on August 2, 2013.
38,279 shares which were individually and directly owned by the reporting person, were contributed to the reporting person's trust, in which he is the trustee.
Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
As reported on a Form 4 dated January 2, 2013, the reporting person received a total grant of 93,300 Restricted Stock Units ("RSU's") on December 28, 2012. These RSU's vest in three equal installments beginning December 15, 2013.
As reported on a Form 4 dated May 14, 2009, the reporting person received a grant for 299,600 stock options that vest in three equal annual installments beginning on May 12, 2010.
As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 41,600 Restricted Stock Units ("RSU's") on December 3, 2013. These RSU's vest in three equal installments beginning December 3, 2014.
As reported on a Form 4 dated December 20, 2011, the reporting person received a grant of 369,000 stock options that vest in three equal annual installments beginning on December 15, 2012.
As reported on a Form 4 dated December 20, 2011, the reporting person received a grant for 55,200 Restricted Stock Units ("RSUs") on December 19, 2011. These RSUs vest in three equal annual installments beginning December 15, 2012.
As reported on a Form 4 dated August 13, 2008, the reporting person received a grant of 2,530,700 stock options that vest in four equal annual installments beginning on August 11, 2012.
As reported on a Form 4 dated May 14, 2009, the reporting person received a grant of 33,400 stock units that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the reporting person only after the person's termination of employment with TFS Financial Corporation.
As reported on a Form 4 dated August 13, 2008, the Reporting Person received a grant of 701,800 Restricted Stock Units ("RSUs") on August 11, 2008. These RSUs vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after the person's termination of employment from TFS Financial Corporation. 3,387 shares were delivered to the issuer on August 13, 2012 to pay for the applicable withholding tax due upon vesting.
As reported on a Form 4 dated May 18, 2010, the Reporting Person received a grant of 35,700 restricted stock units that vest in four equal installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
As reported on a Form 4 dated May 18, 2010, the reporting person received a grant of 315,500 stock options which vest in three equal annual installments beginning May 14, 2011.
As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 286,500 stock options on December 3, 2013. These stock options vest in three equal installments beginning December 3, 2014.
As reported on a Form 4 dated January 2, 2013, the reporting person received a grant of 416,700 stock options on December 28, 2012. These stock options vest in three equal installments beginning December 15, 2013.