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Home > Insider Trading > Filing (0001230245-14-000016)

Filing Details

Accession Number:: 0001230245-14-000016
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-02-03 17:54:36
Reporting Period:: 2014-01-30

Filing Date:: 2014-02-03
Accepted Time:: 2014-02-03 17:54:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1230245	Piper Jaffray Companies	PJC	Security Brokers, Dealers & Flotation Companies (6211)	300168701

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1204997	Michael Francis	1000 Flower Street Glendale CA 91201		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-01-30	5,713	$28.01	18,464	No	4	M	Direct
Common Stock	Disposition	2014-01-30	5,713	$40.31	12,751	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2014-01-30	5,713	$0.00	5,713	$28.01

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2005-04-27	2015-04-27	No	4	M	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.06 to $40.485 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.