Filing Details
- Accession Number:
- 0001127602-14-003982
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-03 16:30:58
- Reporting Period:
- 2014-01-31
- Filing Date:
- 2014-02-03
- Accepted Time:
- 2014-02-03 16:30:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1433719 | John Zader | 803 W Michigan Street Milwaukee WI 53233 | Evp And Coo Of Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-31 | 5,000 | $37.73 | 17,352 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-31 | 1,300 | $59.65 | 16,052 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-31 | 500 | $59.66 | 15,552 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-31 | 500 | $59.67 | 15,052 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-31 | 500 | $59.68 | 14,552 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-31 | 700 | $59.69 | 13,852 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-31 | 500 | $59.70 | 13,352 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-31 | 500 | $59.72 | 12,852 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-31 | 500 | $59.74 | 12,352 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-01-31 | 5,000 | $0.00 | 5,000 | $37.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 882 | 2011-01-01 | 2018-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 178 | Indirect | By ESOP |
Footnotes
- Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
Billionaire Hedge Funds
