Filing Details
- Accession Number:
- 0001062993-14-000451
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-03 15:02:56
- Reporting Period:
- 2014-01-29
- Filing Date:
- 2014-02-03
- Accepted Time:
- 2014-02-03 15:02:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1098880 | Intelgenx Technologies Corp. | IGXT | Pharmaceutical Preparations (2834) | 870638336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1381866 | G Horst Zerbe | 714 Main Road Hudson A8 JOP1H0 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock (Par Value $0.00001) | Disposition | 2014-01-29 | 200,000 | $0.92 | 495,964 | No | 4 | S | Direct | |
Common Stock (Par Value $0.00001) | Disposition | 2014-01-30 | 9,000 | $0.93 | 486,964 | No | 4 | S | Direct | |
Common Stock (Par Value $0.00001) | Disposition | 2014-01-31 | 41,000 | $0.93 | 445,964 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock (Par Value $0.00001) | 4,238,680 | Indirect | See footnote |
Footnotes
- In connection with the acquisition of IntelGenx in 2006, Horst Zerbe became our President, Chief Executive Officer and Director and acquired 4,709,643.5 exchangeable shares of our Canadian holding corporation 6544631Canada Inc., a Canadian special purpose corporation which wholly owns IntelGenx Corp. (the "Exchangeable Shares"). The Exchangeable Shares are exchangeable, on a one for one basis, into shares of common stock of IntelGenx Technologies Corp. at Horst Zerbe's discretion. As of today 470,964 exchangeable shares have been exchanged into common stock of IntelGenx Technologies Corp. Prior to exchanging the remaining Exchangeable Shares for shares of common stock, Horst Zerbe has the right to vote 4,238,679.5 shares of common stock which are currently held in trust on behalf of Horst Zerbe. The 4,709,643.5 shares of common stock have not been registered for resale at this time.