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Home > Insider Trading > Filing (0001127602-14-003794)

Filing Details

Accession Number:: 0001127602-14-003794
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-02-03 12:34:50
Reporting Period:: 2014-01-30

Filing Date:: 2014-02-03
Accepted Time:: 2014-02-03 12:34:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
700863	Susquehanna Bancshares Inc	SUSQ	National Commercial Banks (6021)	232201716

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1225049	J Scott Newkam	Susquehanna Bancshares, Inc. 26 North Cedar Street Lititz PA 17543		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-01-30	107	$11.16	20,245	No	4	P	Direct
Common Stock	Acquisiton	2014-01-31	2,000	$8.77	22,245	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2014-01-31	2,000	$0.00	2,000	$8.77

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,000	2012-02-27	2019-02-27	No	4	M	Direct

Footnotes

Includes 201.32 shares acquired through the Susquehanna Bancshares, Inc. dividend reinvestment plan.
The stock options vest one-third on each of February 27, 2012, February 27, 2013, and February 27, 2014. Grant made under Susquehanna's 2013 Omnibus Equity Compensation Plan.