Filing Details

Accession Number:
0001250853-14-000039
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-31 20:12:01
Reporting Period:
2014-01-29
Filing Date:
2014-01-31
Accepted Time:
2014-01-31 20:12:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1390478 Galena Biopharma Inc. GALE Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1297775 Rudolph Nisi 4640 S.w. Macadam Avenue, Suite 270
Portland OR 97239
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-29 50,000 $2.31 53,500 No 4 M Direct
Common Stock Acquisiton 2014-01-29 100,000 $1.18 153,500 No 4 M Direct
Common Stock Acquisiton 2014-01-29 50,000 $0.72 203,500 No 4 M Direct
Common Stock Acquisiton 2014-01-29 50,000 $1.71 253,500 No 4 M Direct
Common Stock Disposition 2014-01-29 250,000 $5.28 3,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-01-29 50,000 $0.00 50,000 $2.31
Common Stock Stock Option (right to buy) Disposition 2014-01-29 100,000 $0.00 100,000 $1.18
Common Stock Stock Option (right to buy) Disposition 2014-01-29 50,000 $0.00 50,000 $0.72
Common Stock Stock Option (right to buy) Disposition 2014-01-29 50,000 $0.00 50,000 $1.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-01-13 No 4 M Direct
0 2021-03-24 No 4 M Direct
0 2022-01-12 No 4 M Direct
0 2023-01-29 No 4 M Direct
Footnotes
  1. The option vested in equal quarterly installments of 12,500 on each of March 31, 2011, June 30, 2011, September 30, 2011 and December 31, 2011.
  2. The option vested in equal quarterly installments of 25,000 on each of June 25, 2011, September 25, 2011, December 25, 2011 and March 25, 2012.
  3. The option vested in equal quarterly installments of 12,500 on each of April 12, 2012, July 12, 2012, October 12, 2012 and January 12, 2013.
  4. The option vested in equal quarterly installments of 12,500 on each of April 29, 2013, July 29, 2013, October 29, 2013 and January 29, 2014.