Filing Details
- Accession Number:
- 0001250853-14-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-31 20:12:01
- Reporting Period:
- 2014-01-29
- Filing Date:
- 2014-01-31
- Accepted Time:
- 2014-01-31 20:12:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1390478 | Galena Biopharma Inc. | GALE | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1297775 | Rudolph Nisi | 4640 S.w. Macadam Avenue, Suite 270 Portland OR 97239 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-29 | 50,000 | $2.31 | 53,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-29 | 100,000 | $1.18 | 153,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-29 | 50,000 | $0.72 | 203,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-29 | 50,000 | $1.71 | 253,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-29 | 250,000 | $5.28 | 3,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-01-29 | 50,000 | $0.00 | 50,000 | $2.31 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-01-29 | 100,000 | $0.00 | 100,000 | $1.18 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-01-29 | 50,000 | $0.00 | 50,000 | $0.72 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-01-29 | 50,000 | $0.00 | 50,000 | $1.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-01-13 | No | 4 | M | Direct | |
| 0 | 2021-03-24 | No | 4 | M | Direct | |
| 0 | 2022-01-12 | No | 4 | M | Direct | |
| 0 | 2023-01-29 | No | 4 | M | Direct |
Footnotes
- The option vested in equal quarterly installments of 12,500 on each of March 31, 2011, June 30, 2011, September 30, 2011 and December 31, 2011.
- The option vested in equal quarterly installments of 25,000 on each of June 25, 2011, September 25, 2011, December 25, 2011 and March 25, 2012.
- The option vested in equal quarterly installments of 12,500 on each of April 12, 2012, July 12, 2012, October 12, 2012 and January 12, 2013.
- The option vested in equal quarterly installments of 12,500 on each of April 29, 2013, July 29, 2013, October 29, 2013 and January 29, 2014.
Billionaire Hedge Funds
