Filing Details
- Accession Number:
- 0001225208-14-002966
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-31 17:23:40
- Reporting Period:
- 2014-01-30
- Filing Date:
- 2014-01-31
- Accepted Time:
- 2014-01-31 17:23:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1567914 | S. Kevin Borgmann | 1680 Capital One Drive Mclean VA 22102 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-01-30 | 2,866 | $70.67 | 21,952 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on August 2, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.