Filing Details
- Accession Number:
- 0001179110-14-001632
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-31 16:54:25
- Reporting Period:
- 2013-12-12
- Filing Date:
- 2014-01-31
- Accepted Time:
- 2014-01-31 16:54:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1083301 | Ikonics Corp | IKNX | Photographic Equipment & Supplies (3861) | 410730027 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1571533 | G. Karl Shaw | 4832 Grand Avenue Duluth MN 55807 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-12 | 934 | $7.77 | 934 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-12 | 934 | $14.25 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-12-12 | 934 | $0.00 | 934 | $7.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,666 | 2016-03-05 | No | 4 | M | Direct |
Footnotes
- 1,666 of the option shares vested on August 15, 2012, 1,667 of the option shares vested on August 15, 2013, and the remaining option shares will become exercisable on August 15, 2014.
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