Filing Details
- Accession Number:
- 0001181431-14-004586
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-31 16:12:42
- Reporting Period:
- 2014-01-29
- Filing Date:
- 2014-01-31
- Accepted Time:
- 2014-01-31 16:12:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441693 | Marrone Bio Innovations Inc | MBII | Agricultural Chemicals (2870) | 205137161 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1582881 | J Donald Glidewell | C/O Marrone Bio Innovations, Inc. 2121 Second Street, Ste. A-107 Davis CA 95618 | Cfo And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-29 | 63,738 | $1.19 | 63,738 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-29 | 63,738 | $17.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-01-29 | 6,903 | $1.41 | 6,903 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-29 | 6,903 | $17.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-01-29 | 4,854 | $3.11 | 4,854 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-29 | 4,854 | $17.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-01-29 | 63,738 | $0.00 | 63,738 | $1.19 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-01-29 | 6,903 | $0.00 | 6,903 | $1.41 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-01-29 | 4,854 | $0.00 | 4,854 | $3.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 31,850 | 2021-04-27 | No | 4 | M | Direct | |
| 9,028 | 2021-12-15 | No | 4 | M | Direct | |
| 5,852 | 2022-02-20 | No | 4 | M | Direct |
Footnotes
- The option vests with respect to 1/4th of the total shares subject to the option on the first anniversary of the vesting commencement date of May 1, 2011, and with respect to 1/48th of the total shares subject to the option monthly thereafter for 36 months.
- The options vest with respect to 1/60th of the total shares subject to the option one month after the vesting commencement date of November 1, 2011, and with respect to 1/60th of the total shares subject to the option monthly thereafter for 36 months.
- The options vested with respect to 100% of the total shares subject to the option on the vesting commencement date of February 20, 2012.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the Reporting Person on December 13, 2013.
- The transaction was executed in multiple trades and the price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC Staff, the Issuer or the Security Holder of the Issuer, full information regarding the number of shares and prices at which each trade was effected.
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