Home > Insider Trading > Filing (0001550099-14-000001)

Filing Details

Accession Number:: 0001550099-14-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-01-31 16:12:06
Reporting Period:: 2014-01-29

Filing Date:: 2014-01-31
Accepted Time:: 2014-01-31 16:12:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
716643	Regis Corp	RGS	Services-Personal Services (7200)	410749934

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1541457	Birch Run Capital Advisors, Lp	1350 Broadway Suite 2412 New York NY 10018	No	No	Yes	No
1550099	Gordon Daniel Beltzman	1350 Broadway Suite 2412 New York NY 10018	Yes	No	Yes	No
1550336	Howard Gregory Smith	1350 Broadway Suite 2412 New York NY 10018	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-01-29	500,145	$12.13	4,761,128	No	4	P	Indirect	By Walnut BRC, LP
Common Stock	Acquisiton	2014-01-29	370,850	$12.16	3,666,369	No	4	P	Indirect	By Torch BRC, LP
Common Stock	Acquisiton	2014-01-29	357,604	$12.13	1,295,184	No	4	P	Indirect	By Birch Run Capital Partners, LP
Common Stock	Acquisiton	2014-01-30	82,679	$12.21	4,843,807	No	4	P	Indirect	by Walnut BRC, LP
Common Stock	Acquisiton	2014-01-30	104,065	$12.21	3,770,434	No	4	P	Indirect	By Torch BRC, LP
Common Stock	Acquisiton	2014-01-30	59,116	$12.21	1,354,300	No	4	P	Indirect	By Birch Run Capital Partners, LP
Common Stock	Acquisiton	2014-01-31	9,432	$12.50	4,853,239	No	4	P	Indirect	By Walnut BRC, LP
Common Stock	Acquisiton	2014-01-31	11,872	$12.50	3,782,306	No	4	P	Indirect	By Torch BRC, LP
Common Stock	Acquisiton	2014-01-31	6,744	$12.50	1,361,044	No	4	P	Indirect	By Birch Run Capital Partners, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Walnut BRC, LP
No	4	P	Indirect	By Torch BRC, LP
No	4	P	Indirect	By Birch Run Capital Partners, LP
No	4	P	Indirect	by Walnut BRC, LP
No	4	P	Indirect	By Torch BRC, LP
No	4	P	Indirect	By Birch Run Capital Partners, LP
No	4	P	Indirect	By Walnut BRC, LP
No	4	P	Indirect	By Torch BRC, LP
No	4	P	Indirect	By Birch Run Capital Partners, LP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	12,032	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $11.92 to $12.39, inclusive. The Reporting Person undertakes to provide to Regis Corporation, any security holder of Regis Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1, (6) and (7) to this Form 4.
These securities are held directly by Birch Run Capital Partners, L.P., Walnut BRC, L.P. and Torch BRC, L.P. (collectively, "the Funds"). As of the date of this filing: Birch Run Capital Partners, L.P. is the record owner of 1,361,044 shares; Walnut BRC, L.P. is the record owner of 4,853,239 shares; and Torch BRC, L.P. is the record owner of 3,782,306 shares.
Birch Run Capital GP, LLC serves as the General Partner to Birch Run Capital Partners, L.P. Walnut BRC GP, LLC serves as the General Partner to Walnut BRC, L.P. Torch BRC GP, LLC serves as the General Partner to Torch BRC, L.P. (collectively, "the General Partners"). Daniel Beltzman and Gregory Smith are the co-Managers of the General Partners. As owners of the General Partners to the Funds, Messrs. Beltzman and Smith may share in an allocation of the profits of the Funds.
Birch Run Capital Advisors, LP (the "Adviser") serves as the Investment Adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. BRC Advisors GP, LLC ("Adviser GP") is the General Partner to the Adviser. Daniel Beltzman and Gregory Smith are the Limited Partners of the Adviser and the Co-Managers of the Adviser GP. The Adviser, the Adviser GP, Daniel Beltzman and Gregory Smith may be deemed to share voting and dispositive power over the reported securities.
Each of the Adviser, the Adviser GP, Daniel Beltzman, and Gregory Smith disclaim beneficial ownership of any interests of the reported securities in excess of such person's or entity's respective pecuniary interest in the securities. This report shall not be deemed an admission that each of the Adviser, the Adviser GP, Daniel Beltzman, or Gregory Smith is the beneficial owner of such interests for purposes of Section 16 or any other purpose.
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $12.01 to $12.34, inclusive.
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $12.48 to $12.50, inclusive.
Reflects Restricted Stock Units previously granted to Daniel Beltzman, Co-Manager of the Adviser, as compensation for Mr. Beltzman's service on the Issuer's Board of Directors. Each restricted stock unit represents a contingent right to receive one share of RGS common stock.