Home > Insider Trading > Filing (0000004281-14-000027)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
4281	Alcoa Inc	AA	Rolling Drawing & Extruding Of Nonferrous Metals (3350)	250317820

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1510406	M Olivier Jarrault	390 Park Avenue New York NY 10022	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-01-29	17,500	$8.33	260,853	No	4	M	Direct
Common Stock	Disposition	2014-01-29	14,932	$12.16	245,921	No	4	S	Direct
Common Stock	Acquisiton	2014-01-29	27,000	$8.88	272,921	No	4	M	Direct
Common Stock	Disposition	2014-01-29	23,630	$12.16	249,291	No	4	S	Direct
Common Stock	Acquisiton	2014-01-29	17,500	$8.33	266,791	No	4	M	Direct
Common Stock	Disposition	2014-01-29	17,500	$12.16	249,291	No	4	S	Direct
Common Stock	Acquisiton	2014-01-29	27,000	$8.88	276,291	No	4	M	Direct
Common Stock	Disposition	2014-01-29	27,000	$12.16	249,291	No	4	S	Direct
Common Stock	Disposition	2014-01-29	2,969	$12.16	246,322	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2014-01-29	35,000	$0.00	35,000	$8.33
Common Stock	Employee Stock Option (right to buy)	Disposition	2014-01-29	54,000	$0.00	54,000	$8.88

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2015-01-23	No	4	M	Direct
110,290		2023-01-16	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	16,385	Indirect	By Company 401(k) Plan

Footnotes

This amendment is being filed to correct the transaction code in Table I, column 3, lines 2 and 4, from "F" to "S".
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.0001 to $12.17. The reporting person undertakes to provide to Alcoa Inc., any security holder of Alcoa Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
The option is part of an option grant that vests in three equal annual installments beginning January 23, 2010. One-half of the options exercised by the reporting person vested on January 23, 2010 and one-half vested on January 23, 2011.
Employee stock options are granted without payment of consideration.
In the aggregate, a total of 440,720 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.
This option is part of an option grant that vests in three equal annual installments beginning January 16, 2014. The installment exercised by the reporting person as reported herein vested on January 16, 2014.