Filing Details

Accession Number:
0001143921-14-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-31 15:09:28
Reporting Period:
2014-01-31
Filing Date:
2014-01-31
Accepted Time:
2014-01-31 15:09:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1143921 Vantagesouth Bancshares Inc. VSB State Commercial Banks (6022) 452915089
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182744 Jr T Joseph Lamb 3600 Glenwood Avenue, Suite 300
Raleigh NC 27612
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-31 32,190 $5.14 259,891 No 4 P Direct
Common Stock Acquisiton 2013-11-04 7,810 $0.00 227,701 No 5 G Direct
Common Stock Disposition 2013-11-04 7,810 $0.00 0 No 5 G Indirect By Paula-Ann Corporation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 5 G Direct
No 5 G Indirect By Paula-Ann Corporation
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 128,421 Indirect By Spouse
Common Stock 4,970 Indirect By IRA
Common Stock 6,716 Indirect By Spouse's IRA
Common Stock 2,485 Indirect As Custodian for Grandchildren
Common Stock 11,005 Indirect By Lamb Family LLC
Common Stock 11,360 Indirect By Lake Drive Corporation
Common Stock 12,513 Indirect By Zee R. Rochelle Inc.
Footnotes
  1. The reporting person's beneficial interest in 7,810 shares owned by Paula-Ann Corporation and included in the reporting person's prior ownership reports changed on November 4, 2013 to a direct holding when 7,810 shares were transferred as a bona fide gift to the reporting person.
  2. Securities held equally for seven grandchildren. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  3. Except to the extent of the reporting person's interest in the entity that holds these shares, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  4. The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein.