Filing Details
- Accession Number:
- 0001143921-14-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-31 15:09:28
- Reporting Period:
- 2014-01-31
- Filing Date:
- 2014-01-31
- Accepted Time:
- 2014-01-31 15:09:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1143921 | Vantagesouth Bancshares Inc. | VSB | State Commercial Banks (6022) | 452915089 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182744 | Jr T Joseph Lamb | 3600 Glenwood Avenue, Suite 300 Raleigh NC 27612 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-31 | 32,190 | $5.14 | 259,891 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-11-04 | 7,810 | $0.00 | 227,701 | No | 5 | G | Direct | |
Common Stock | Disposition | 2013-11-04 | 7,810 | $0.00 | 0 | No | 5 | G | Indirect | By Paula-Ann Corporation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Indirect | By Paula-Ann Corporation |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 128,421 | Indirect | By Spouse |
Common Stock | 4,970 | Indirect | By IRA |
Common Stock | 6,716 | Indirect | By Spouse's IRA |
Common Stock | 2,485 | Indirect | As Custodian for Grandchildren |
Common Stock | 11,005 | Indirect | By Lamb Family LLC |
Common Stock | 11,360 | Indirect | By Lake Drive Corporation |
Common Stock | 12,513 | Indirect | By Zee R. Rochelle Inc. |
Footnotes
- The reporting person's beneficial interest in 7,810 shares owned by Paula-Ann Corporation and included in the reporting person's prior ownership reports changed on November 4, 2013 to a direct holding when 7,810 shares were transferred as a bona fide gift to the reporting person.
- Securities held equally for seven grandchildren. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- Except to the extent of the reporting person's interest in the entity that holds these shares, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein.