Filing Details
- Accession Number:
- 0001143921-14-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-31 15:08:20
- Reporting Period:
- 2014-01-31
- Filing Date:
- 2014-01-31
- Accepted Time:
- 2014-01-31 15:08:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1143921 | Vantagesouth Bancshares Inc. | VSB | State Commercial Banks (6022) | 452915089 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1536016 | S David Brody | 3600 Glenwood Ave., Suite 300 Raleigh NC 27612 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-31 | 58,366 | $5.14 | 58,366 | No | 4 | P | Indirect | As Trustee |
Common Stock | Acquisiton | 2014-01-31 | 29,183 | $5.14 | 29,183 | No | 4 | P | Indirect | As Co-president |
Common Stock | Acquisiton | 2014-01-31 | 19,455 | $5.14 | 19,455 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2014-01-31 | 19,455 | $5.14 | 19,455 | No | 4 | P | Indirect | As Managing Member |
Common Stock | Acquisiton | 2014-01-31 | 29,184 | $5.14 | 29,184 | No | 4 | P | Indirect | As Trustee, GST Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | As Trustee |
No | 4 | P | Indirect | As Co-president |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | As Managing Member |
No | 4 | P | Indirect | As Trustee, GST Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,000 | Direct |
Footnotes
- The 1999 David Brody Living Trust
- Brody Brothers Foundation
- US Bank NA as Custodian fbo David S. Brody Roth IRA
- The reporting person and each of three children own 25% of Brody Associates, LLC.
- The reporting person is Trustee of the Ethel S. Brody Irrevocable GST Trusts for each of three children holding equal shares.