Filing Details
- Accession Number:
- 0001144204-14-005237
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-31 14:44:47
- Reporting Period:
- 2014-01-29
- Filing Date:
- 2014-01-31
- Accepted Time:
- 2014-01-31 14:44:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1562594 | Liquid Holdings Group Inc. | LIQD | Services-Prepackaged Software (7372) | 455070568 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1178780 | A Dennis Suskind | C/O Liquid Holdings Group, Inc. 800 Third Ave., 38Th Floor New York NY US 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-29 | 7,094 | $5.50 | 72,405 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |