Filing Details
- Accession Number:
- 0001209191-14-006156
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-31 14:36:55
- Reporting Period:
- 2014-01-30
- Filing Date:
- 2014-01-31
- Accepted Time:
- 2014-01-31 14:36:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1415361 | J. Michael Indiveri | C/O 21 Scarsdale Rd Yonkers NY 10707 | Executive Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Commn Stock | Acquisiton | 2014-01-30 | 4,228 | $18.35 | 4,228 | No | 4 | P | Indirect | by LLC |
Common Stock | Acquisiton | 2014-01-31 | 1,097 | $18.25 | 5,325 | No | 4 | P | Indirect | by LLC |
Common Stock | Acquisiton | 2014-01-31 | 100 | $18.25 | 5,425 | No | 4 | P | Indirect | by LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by LLC |
No | 4 | P | Indirect | by LLC |
No | 4 | P | Indirect | by LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,500 | Direct | |
Common Stock | 7,500 | Direct | |
Common Stock | 4,500 | Indirect | By IRA |
Footnotes
- Held through LLC owned jointly by Reporting Person and spouse of Reporting Person.
- Held jointly with spouse
- Includes Restricted Stock Award of 3,750 shares which vests over 4 years on the anniversary of the grant, commencing 05/10/2014 at a rate of 20% for each of the first and second year and at a rate of 30% for each of the third and fourth year (750 shares will vest on each of 05/10/2014 and 05/10/2015 and 1,125 shares will vest on each of 05/10/2016 and 05/10/2017).