Filing Details
- Accession Number:
- 0001209191-14-006149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-31 14:26:56
- Reporting Period:
- 2014-01-31
- Filing Date:
- 2014-01-31
- Accepted Time:
- 2014-01-31 14:26:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1596368 | E Michael Finn | C/O 21 Scarsdale Rd Yonkers NY 10707 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-31 | 1,000 | $18.27 | 1,000 | No | 4 | P | Indirect | by 401(k) Plan of former employer |
Common Stock | Acquisiton | 2014-01-31 | 700 | $18.28 | 1,700 | No | 4 | P | Indirect | by 401(k) Plan of former employer |
Common Stock | Acquisiton | 2014-01-31 | 200 | $18.24 | 1,900 | No | 4 | P | Indirect | by 401(k) Plan of former employer |
Common Stock | Acquisiton | 2014-01-31 | 100 | $18.20 | 2,000 | No | 4 | P | Indirect | by 401(k) Plan of former employer |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by 401(k) Plan of former employer |
No | 4 | P | Indirect | by 401(k) Plan of former employer |
No | 4 | P | Indirect | by 401(k) Plan of former employer |
No | 4 | P | Indirect | by 401(k) Plan of former employer |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,500 | Direct |
Footnotes
- Includes 7,500 shares of Restricted Stock which vest over 4 years on the anniversary of the grant commencing 01/13/2015, at a rate of 20% for each of the first and second years and a rate of 30% for each of the third and fourth years (1,500 shares will vest on each of 01/13/2015 and 01/13/2016 and 2,250 shares will vest on each of 01/13/2017 and 01/13/2018).