Filing Details
- Accession Number:
- 0001214659-14-000669
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-30 18:30:27
- Reporting Period:
- 2014-01-29
- Filing Date:
- 2014-01-30
- Accepted Time:
- 2014-01-30 18:30:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 808326 | Emcore Corp | EMKR | Semiconductors & Related Devices (3674) | 222746503 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1156899 | Q Hong Hou | 10420 Research Road, Se Albuquerque NM 87123 | Ceo & President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-01-29 | 126 | $4.85 | 89,120 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-29 | 3,943 | $4.76 | 85,177 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,505 | Indirect | By 401(k) Plan |
Footnotes
- All sales were effected pursuant to a 10b5-1 plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the vesting of shares of restricted stock that were granted under the Company's 2010 Equity Incentive Plan, which grant was exempt from Section 16b pursuant to Rule 16b-3(d).
- Shares attributable to EMCORE Corporation 401(k) account as of December 31, 2013.
Billionaire Hedge Funds
