Filing Details
- Accession Number:
- 0001181431-14-004421
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-30 17:00:38
- Reporting Period:
- 2014-01-28
- Filing Date:
- 2014-01-30
- Accepted Time:
- 2014-01-30 17:00:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
319201 | Kla Tencor Corp | KLAC | Optical Instruments & Lenses (3827) | 042564110 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182379 | Kevin Kennedy | C/O Kla-Tencor Corporation One Technology Drive Milpitas CA 95035 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-28 | 1,250 | $56.79 | 1,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-28 | 1,250 | $61.73 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-01-28 | 1,250 | $52.84 | 1,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-28 | 1,250 | $61.73 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-01-28 | 1,250 | $0.00 | 1,250 | $56.79 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-01-28 | 1,250 | $0.00 | 1,250 | $52.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-07-31 | No | 4 | M | Direct | |
0 | 2014-10-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 18,825 | Indirect | By Trust |
Common Stock - Restricted Stock Units | 1,856 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $61.72 to $61.73. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- By the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- The option was granted for 1,250 shares of KLA-Tencor common stock on July 31, 2007 and was immediately exercisable for all of the underlying shares on the date of grant.
- The option was granted for 1,250 shares of KLA-Tencor common stock on October 30, 2007 and was immediately exercisable for all of the underlying shares on the date of grant.