Filing Details
- Accession Number:
- 0001144204-14-005012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-30 17:00:33
- Reporting Period:
- 2014-01-28
- Filing Date:
- 2014-01-30
- Accepted Time:
- 2014-01-30 17:00:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1375063 | Synthesis Energy Systems Inc | SYMX | Miscellaneous Products Of Petroleum & Coal (2990) | 202110031 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1399627 | Donald Bunnell | Three Riverway Suite 300 Houston TX 77056 | Chief Commercial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-01-28 | 10,000 | $1.06 | 3,597,563 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-01-29 | 10,100 | $1.18 | 3,587,463 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2013.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.05 to $1.09 inclusive. The reporting person undertakes to provide to Synthesis Energy Systems, Inc., any of its stockholders or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.10 to $1.29 inclusive. The reporting person undertakes to provide to Synthesis Energy Systems, Inc., any of its stockholders or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.