Filing Details
- Accession Number:
- 0001140361-14-003844
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-30 16:12:27
- Reporting Period:
- 2014-01-28
- Filing Date:
- 2014-01-30
- Accepted Time:
- 2014-01-30 16:12:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1332551 | Resource Capital Corp. | RSO | Real Estate Investment Trusts (6798) | 202287134 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1356155 | F Jeffrey Brotman | 1845 Walnut Street, 18Th Floor Philadelphia PA 19103 | Evp & Assistant Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-01-28 | 18,500 | $5.89 | 255,152 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-29 | 19,000 | $5.84 | 236,152 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 350 | Indirect | By Daughter |
Footnotes
- The shares were sold pursuant to a 10b5-1 trading plan to satisfy taxes related to vesting of a restricted stock grant.
- On January 28, 2014, Jeffrey F. Brotman sold, in multiple transactions, Resource Capital Corp. common stock at prices ranging from $5.85 to $5.92.
- On January 29, 2014, Jeffrey F. Brotman sold, in multiple transactions, Resource Capital Corp. common stock at prices ranging from $5.82 to $5.885.
Billionaire Hedge Funds
