Filing Details
- Accession Number:
- 0001209191-14-005794
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-30 13:30:25
- Reporting Period:
- 2014-01-28
- Filing Date:
- 2014-01-30
- Accepted Time:
- 2014-01-30 13:30:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 944809 | Opko Health Inc. | OPK | Pharmaceutical Preparations (2834) | 752402409 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188834 | D Ph Jane Hsiao | Opko Health, Inc. 4400 Biscayne Blvd. Miami FL 33137 | Vice Chairman & Cto | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-28 | 200 | $8.19 | 21,308,412 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-01-28 | 100 | $8.20 | 21,308,512 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-01-28 | 9,700 | $8.20 | 21,318,212 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,270,968 | Indirect | See Footnote |
| Common Stock | 1,000,000 | Indirect | See Footnote |
| Common Stock | 1,000,000 | Indirect | See Footnote |
| Common Stock | 15,490,546 | Indirect | See Footnote |
Footnotes
- The securities are owned directly by Hsu Gamma Investment, L.P. Dr. Hsiao is the general partner of Hsu Gamma Investment, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- The securities are held by The Chin Hsiao Family Trust A, of which Jane H. Hsiao, Ph.D. is the trustee.
- The securities are held by The Chin Hsiao Family Trust B, of which Jane H. Hsiao, Ph.D. is the trustee.
- These securities are owned directly by The Frost Group, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
