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Filing Details

Accession Number:: 0001209191-14-005630
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-01-29 18:25:23
Reporting Period:: 2014-01-28

Filing Date:: 2014-01-29
Accepted Time:: 2014-01-29 18:25:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1430592	Financial Engines Inc.	FNGN	Investment Advice (6282)	943250323

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1485593	Nacey Jeffrey Maggioncalda	1050 Enterprise Way 3Rd Floor Sunnyvale CA 94089	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-01-28	4,601	$60.05	10,399	No	4	S	Indirect	By Child
Common Stock	Disposition	2014-01-28	399	$60.52	10,000	No	4	S	Indirect	By Child
Common Stock	Disposition	2014-01-28	4,400	$60.02	10,600	No	4	S	Indirect	by Child
Common Stock	Disposition	2014-01-28	600	$60.51	10,000	No	4	S	Indirect	By Child
Common Stock	Disposition	2014-01-28	4,200	$59.99	10,800	No	4	S	Indirect	By Child
Common Stock	Disposition	2014-01-28	800	$60.50	10,000	No	4	S	Indirect	By Child

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Child
No	4	S	Indirect	By Child
No	4	S	Indirect	by Child
No	4	S	Indirect	By Child
No	4	S	Indirect	By Child
No	4	S	Indirect	By Child

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	205,677	Indirect	The Maggioncalda Family Trust

Footnotes

The sale reported in this Form 4 was effected persuant to a 10b5-1 trading plan adopted by the reporting person on November 13, 2013.
The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.50 to $60.46 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.51 to $60.54 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Col 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $59.455 to $60.38, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.46 to $60.54 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.36 to $60.35 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.37 to $60.55 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the SEC, full information regarding the number of shares sold at each separate price within the range set forth in his footnote.