Filing Details

Accession Number:
0001225208-14-002673
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-29 17:08:22
Reporting Period:
2014-01-27
Filing Date:
2014-01-29
Accepted Time:
2014-01-29 17:08:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
702165 Norfolk Southern Corp NSC Railroads, Line-Haul Operating (4011) 521188014
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1305174 D Mark Manion Three Commercial Place
Norfolk VA 23510
Exec. Vice President & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-27 20,000 $49.43 76,847 No 4 M Direct
Common Stock Acquisiton 2014-01-27 2,017 $49.56 78,864 No 4 M Direct
Common Stock Disposition 2014-01-27 2,216 $90.29 76,648 No 4 F Direct
Common Stock Disposition 2014-01-27 17,977 $90.86 58,671 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy, granted 2006) Disposition 2014-01-27 20,000 $0.00 20,000 $49.43
Common Stock Option (right to buy, granted 2007) Disposition 2014-01-27 2,017 $0.00 2,017 $49.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-01-27 2016-01-26 No 4 M Direct
31,983 2010-01-25 2017-01-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,098 Indirect By 401(k) Plan
Common Stock 22,909 Indirect By GRATs
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.85 to $90.97, inclusive.
  2. Excludes 22,909 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly.
  3. Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of January 27, 2014, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.