Filing Details
- Accession Number:
- 0001209191-14-005566
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-29 16:45:46
- Reporting Period:
- 2014-01-27
- Filing Date:
- 2014-01-29
- Accepted Time:
- 2014-01-29 16:45:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 895421 | Morgan Stanley | MS | Security Brokers, Dealers & Flotation Companies (6211) | 363145972 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413097 | Colm Thomas Kelleher | C/O Morgan Stanley 1585 Broadway New York NY 10036 | President, Inst'l Securities | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-01-27 | 52,453 | $30.04 | 389,048 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-01-28 | 42,835 | $0.00 | 431,883 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2014-01-28 | 20,133 | $29.99 | 411,750 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-01-29 | 8,500 | $30.16 | 403,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2011 and January 20, 2012.
- Shares earned based on the Company's achievement of certain pre-established performance criteria in accordance with the terms of Performance Stock Units ("PSUs") awarded on January 21, 2011 as part of 2010 year-end compensation.
- Shares withheld to satisfy taxes upon the conversion of PSUs awarded on January 21, 2011 and earned on January 28, 2014 as described in footnote (2).
Billionaire Hedge Funds
