Filing Details
- Accession Number:
- 0001102624-14-000125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-29 16:11:19
- Reporting Period:
- 2012-11-13
- Filing Date:
- 2014-01-29
- Accepted Time:
- 2014-01-29 16:11:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1473579 | Boston Therapeutics Inc. | BTHE | Pharmaceutical Preparations (2834) | 270801073 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1593784 | B Jonathan Rome | 178 West Saddle River Road Saddle River NJ 07458 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-13 | 1,250,000 | $0.50 | 1,258,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2012-11-13 | 625,000 | $0.00 | 625,000 | $1.00 |
Common Stock | Stock Options | Disposition | 2013-09-30 | 2,500,000 | $0.00 | 2,500,000 | $0.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
625,000 | 2012-11-13 | 2017-11-13 | No | 4 | P | Direct |
2,500,000 | 2017-11-01 | No | 4 | J | Direct |
Footnotes
- As disclosed in Mr. Rome's Form 3, Mr. Rome was initially issued options to purchase 5,000,000 shares of common stock, vesting with respect to 416,667 shares on the date of grant (November 8, 2012) and quarterly in increments of 416,667 shares with the first installment vesting on March 31, 2013 and the final installment vesting on September 30, 2015. Mr. Rome's employment with the Issuer terminated without cause on September 30, 2013, Under the terms of the Option, the option will continue to vest quarterly through March 31, 2014, bringing the total number of vested shares at that time to 2,500,000 with the rest of the options being forfeited.