Filing Details

Accession Number:
0001102624-14-000125
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-29 16:11:19
Reporting Period:
2012-11-13
Filing Date:
2014-01-29
Accepted Time:
2014-01-29 16:11:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1473579 Boston Therapeutics Inc. BTHE Pharmaceutical Preparations (2834) 270801073
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1593784 B Jonathan Rome 178 West Saddle River Road
Saddle River NJ 07458
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-13 1,250,000 $0.50 1,258,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2012-11-13 625,000 $0.00 625,000 $1.00
Common Stock Stock Options Disposition 2013-09-30 2,500,000 $0.00 2,500,000 $0.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
625,000 2012-11-13 2017-11-13 No 4 P Direct
2,500,000 2017-11-01 No 4 J Direct
Footnotes
  1. As disclosed in Mr. Rome's Form 3, Mr. Rome was initially issued options to purchase 5,000,000 shares of common stock, vesting with respect to 416,667 shares on the date of grant (November 8, 2012) and quarterly in increments of 416,667 shares with the first installment vesting on March 31, 2013 and the final installment vesting on September 30, 2015. Mr. Rome's employment with the Issuer terminated without cause on September 30, 2013, Under the terms of the Option, the option will continue to vest quarterly through March 31, 2014, bringing the total number of vested shares at that time to 2,500,000 with the rest of the options being forfeited.