Filing Details
- Accession Number:
- 0001015328-14-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-29 16:10:12
- Reporting Period:
- 2014-01-27
- Filing Date:
- 2014-01-29
- Accepted Time:
- 2014-01-29 16:10:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015328 | Wintrust Financial Corp | WTFC | State Commercial Banks (6022) | 363873352 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244290 | J Edward Wehmer | 9700 West Higgins Road, 8Th Floor Rosemont IL 60018 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-27 | 9,000 | $33.06 | 119,394 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-27 | 12,555 | $33.28 | 131,949 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-27 | 33,289 | $45.53 | 98,660 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Opion (right to buy) | Disposition | 2014-01-27 | 9,000 | $0.00 | 9,000 | $33.06 |
| Common Stock | Non-Qualified Stock Opion (right to buy) | Disposition | 2014-01-27 | 12,555 | $0.00 | 12,555 | $33.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-01-24 | No | 4 | M | Direct | |
| 0 | 2018-08-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,052 | Indirect | by 401(k) Plan |
| Common Stock | 46,376 | Indirect | by Spouse |
| Common Stock | 4,950 | Indirect | FBO children |
Footnotes
- The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $45.27 to $45.74, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- Option shares granted in conjunction with award under the Company's Stock Incentive Plan. Award shares vested at a rate of one-fifth each of the first five anniversaries of the date of grant.
- Option shares granted in conjunction with award under the Company's Long Term Incentive Program. Award shares vested at a rate of one-third on each of the first and second anniversaries of the date of grant and the final one-third on December 31, 2013.
Billionaire Hedge Funds
