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Filing Details

Accession Number:: 0001096906-14-000088
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2014-01-29 10:38:26
Reporting Period:: 2013-12-06

Filing Date:: 2014-01-29
Accepted Time:: 2014-01-29 10:38:26
Original Submission Date:: 2014-01-28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
318673	Security National Financial Corp	SNFCA	Finance Services (6199)	870345941

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1298129	Craig H. Moody	11892 South Brookglen Drive Sandy UT 84092		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2013-12-06	0	$0.00	4,668	No	4	P	Direct
Class A Common Stock	Acquisiton	2013-12-06	0	$0.00	1,215	No	4	P	Indirect	By wife

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	By wife

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Director Stock Option (right to buy)	Acquisiton	2006-12-07	1,408	$3.76	1,408	$3.76
Class A Common Stock	Director Stock Option (right to buy)	Acquisiton	2007-12-07	1,341	$2.79	1,341	$2.79
Class A Common Stock	Director Stock Option (right to buy)	Acquisiton	2008-03-31	3,191	$3.01	3,191	$3.01
Class A Common Stock	Director Stock Option (right to buy)	Acquisiton	2008-12-05	6,382	$1.17	6,382	$1.17
Class A Common Stock	Director Stock Option (right to buy)	Acquisiton	2008-12-07	1,277	$1.10	1,277	$1.10
Class A Common Stock	Director Stock Option (right to buy)	Acquisiton	2009-12-04	6,078	$2.89	6,078	$2.89
Class A Common Stock	Director Stock Option (right to buy)	Acquisiton	2009-12-07	1,216	$2.89	1,216	$2.89
Class A Common Stock	Director Stock Option (right to buy)	Acquisiton	2010-12-03	5,789	$1.58	5,789	$1.58
Class A Common Stock	Director Stock Option (right to buy)	Acquisiton	2010-12-07	1,158	$1.58	1,158	$1.58
Class A Common Stock	Director Stock Option (right to buy)	Acquisiton	2011-12-02	5,513	$1.18	5,513	$1.18
Class A Common Stock	Director Stock Option (right to buy)	Acquisiton	2011-12-07	1,103	$1.18	1,103	$1.18
Class A Common Stock	Director Stock Option (right to buy)	Acquisiton	2012-04-13	5,250	$1.48	5,250	$1.48
Class A Common Stock	Director Stock Option (right to buy)	Acquisiton	2012-12-07	1,050	$7.05	1,050	$7.05
Class A Common Stock	Director Stock Option (right to buy)	Acquisiton	2013-12-06	4,842	$4.85	4,842	$4.85
Class A Common Stock	Director Stock Option (right to buy)	Acquisiton	2013-12-07	1,000	$4.85	1,000	$4.85

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,408	2007-12-07	2016-12-07	No	4	A	Direct
1,341	2008-12-07	2017-12-07	No	4	A	Direct
3,191	2009-03-31	2018-03-31	No	4	A	Direct
6,382	2009-12-05	2018-12-05	No	4	A	Direct
1,277	2009-12-07	2018-12-07	No	4	A	Direct
6,078	2010-12-04	2019-12-04	No	4	A	Direct
1,216	2010-12-07	2019-12-07	No	4	A	Direct
5,789	2011-12-03	2020-12-03	No	4	A	Direct
1,158	2011-12-07	2020-12-07	No	4	A	Direct
5,513	2012-12-02	2021-12-02	No	4	A	Direct
1,103	2012-12-07	2021-12-07	No	4	A	Direct
5,250	2013-04-13	2022-04-13	No	4	A	Direct
1,050	2013-12-07	2022-12-07	No	4	A	Direct
4,842	2014-12-06	2023-12-06	No	4	A	Direct
1,000	2014-12-07	2023-12-07	No	4	A	Direct

Footnotes

The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
This option was granted on December 7, 2006 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on December 7, 2007 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on March 31, 2008 as an option for 2,500 shares of Class A Common Stock under the 2006 Director Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on December 5, 2008 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.50 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on December 7, 2008 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.41 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on December 4, 2009 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividend paid on February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on December 7, 2009 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on December 3, 2010 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on December 7, 2010 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 3, 2012 and February 1, 2013.
This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 3, 2012 and February 1, 2013.
This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 1, 2013.
This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 1, 2013.
This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share. This option vests on December 6, 2014.
This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share. This option vests on December 7, 2014.