Filing Details
- Accession Number:
- 0001209191-14-005376
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-28 18:38:56
- Reporting Period:
- 2014-01-27
- Filing Date:
- 2014-01-28
- Accepted Time:
- 2014-01-28 18:38:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 814547 | Fair Isaac Corp | FICO | Services-Business Services, Nec (7389) | 941499887 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1203980 | George A Battle | 181 Metro Drive San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-27 | 19,125 | $39.63 | 32,478 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-27 | 18,825 | $55.93 | 13,653 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-27 | 300 | $56.56 | 13,353 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | Disposition | 2014-01-27 | 19,125 | $0.00 | 19,125 | $39.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-02-02 | 2014-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,010 | Indirect | A. George Battle 2011 Separate property Trust |
| Common Stock | 10,000 | Indirect | Treehouse Vineyards LLC |
Footnotes
- Exercised and sold pursuant to reporting person's 10b5-1 plan.
- This transaction was executed in multiple trades at prices ranging from $55.53 to $56.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $56.55 to $56.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This option vested in full upon the date of grant.
Billionaire Hedge Funds
