Filing Details
- Accession Number:
- 0001182489-14-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-28 14:52:00
- Reporting Period:
- 2014-01-23
- Filing Date:
- 2014-01-28
- Accepted Time:
- 2014-01-28 14:52:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 825542 | Scotts Miracle-Gro Co | SMG | Agricultural Chemicals (2870) | 311414921 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1174708 | M Stephanie Shern | C/O The Scotts Miracle-Gro Company 14111 Scottslawn Road Marysville OH 43041 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2014-01-23 | 4,184 | $0.00 | 6,184 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2014-01-24 | 121 | $60.55 | 6,063 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2014-01-24 | 200 | $60.56 | 5,863 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2014-01-24 | 500 | $60.75 | 5,363 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2014-01-24 | 800 | $60.81 | 4,563 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2014-01-24 | 500 | $60.85 | 4,063 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2014-01-24 | 500 | $61.05 | 3,563 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2014-01-24 | 500 | $61.26 | 3,063 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2014-01-24 | 38 | $61.29 | 3,025 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2014-01-24 | 400 | $61.34 | 2,625 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2014-01-24 | 462 | $61.39 | 2,163 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2014-01-24 | 100 | $61.54 | 2,063 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2014-01-27 | 63 | $59.57 | 2,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Deferred Stock Units | Disposition | 2014-01-24 | 4,184 | $0.00 | 4,184 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-01-21 | 2014-01-21 | No | 4 | M | Direct |
Footnotes
- The deferred stock units were granted, together with an equal number of related dividend equivalents, under The Scotts Miracle-Gro Company Long-Term Incentive Plan (formerly known as The Scotts Miracle-Gro Company Amended and Restated 2006 Long-Term Incentive Plan), and subject to the terms and conditions of an individual award agreement. Each whole deferred stock unit represents a contingent right to receive one common share of the Issuer. The deferred stock units settled on January 23, 2014.
- The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2013.
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