Filing Details
- Accession Number:
- 0001096906-14-000085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-28 12:56:01
- Reporting Period:
- 2013-12-06
- Filing Date:
- 2014-01-28
- Accepted Time:
- 2014-01-28 12:56:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
318673 | Security National Financial Corp | SNFCA | Finance Services (6199) | 870345941 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298129 | Craig H. Moody | 11892 South Brookglen Drive Sandy UT 84092 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-12-06 | 0 | $0.00 | 4,061 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2013-12-06 | 0 | $0.00 | 1,822 | No | 4 | P | Indirect | By wife |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By wife |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Director Stock Options (right to buy) | Acquisiton | 2006-12-07 | 1,408 | $3.76 | 1,408 | $3.76 |
Class A Common Stock | Director Stock Options (right to buy) | Acquisiton | 2007-12-07 | 1,341 | $2.79 | 1,341 | $2.79 |
Class A Common Stock | Director Stock Options (right to buy) | Acquisiton | 2008-03-31 | 3,191 | $3.01 | 3,191 | $3.01 |
Class A Common Stock | Director Stock Options (right to buy) | Acquisiton | 2008-12-05 | 6,382 | $1.17 | 6,382 | $1.17 |
Class A Common Stock | Director Stock Options (right to buy) | Acquisiton | 2008-12-07 | 1,277 | $1.10 | 1,277 | $1.10 |
Class A Common Stock | Director Stock Options (right to buy) | Acquisiton | 2009-12-04 | 6,078 | $2.89 | 6,078 | $2.89 |
Class A Common Stock | Director Stock Options (right to buy) | Acquisiton | 2009-12-07 | 1,216 | $2.89 | 1,216 | $2.89 |
Class A Common Stock | Director Stock Options (right to buy) | Acquisiton | 2010-12-03 | 5,789 | $1.58 | 5,789 | $1.58 |
Class A Common Stock | Director Stock Options (right to buy) | Acquisiton | 2010-12-07 | 1,158 | $1.58 | 1,158 | $1.58 |
Class A Common Stock | Director Stock Options (right to buy) | Acquisiton | 2011-12-02 | 5,513 | $1.18 | 5,513 | $1.18 |
Class A Common Stock | Director Stock Options (right to buy) | Acquisiton | 2011-12-07 | 1,103 | $1.18 | 1,103 | $1.18 |
Class A Common Stock | Director Stock Options (right to buy) | Acquisiton | 2012-04-13 | 5,250 | $1.48 | 5,250 | $1.48 |
Class A Common Stock | Director Stock Options (right to buy) | Acquisiton | 2012-12-07 | 1,050 | $7.05 | 1,050 | $7.05 |
Class A Common Stock | Director Stock Options (right to buy) | Acquisiton | 2013-12-06 | 4,842 | $4.85 | 4,842 | $4.85 |
Class A Common Stock | Director Stock Options (right to buy) | Acquisiton | 2013-12-07 | 1,000 | $4.85 | 1,000 | $4.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,408 | 2007-12-07 | 2016-12-07 | No | 4 | A | Direct |
1,341 | 2008-12-07 | 2017-12-07 | No | 4 | A | Direct |
3,191 | 2009-03-31 | 2018-03-31 | No | 4 | A | Direct |
6,382 | 2009-12-05 | 2018-12-05 | No | 4 | A | Direct |
1,277 | 2009-12-07 | 2018-12-07 | No | 4 | A | Direct |
6,078 | 2010-12-04 | 2019-12-04 | No | 4 | A | Direct |
1,216 | 2010-12-07 | 2019-12-07 | No | 4 | A | Direct |
5,789 | 2011-12-03 | 2020-12-03 | No | 4 | A | Direct |
1,158 | 2011-12-07 | 2020-12-07 | No | 4 | A | Direct |
5,513 | 2012-12-02 | 2021-12-02 | No | 4 | A | Direct |
1,103 | 2012-12-07 | 2021-12-07 | No | 4 | A | Direct |
5,250 | 2013-04-13 | 2022-04-13 | No | 4 | A | Direct |
1,050 | 2013-12-07 | 2022-12-07 | No | 4 | A | Direct |
4,842 | 2014-12-06 | 2023-12-06 | No | 4 | A | Direct |
1,000 | 2014-12-07 | 2023-12-07 | No | 4 | A | Direct |
Footnotes
- The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- This option was granted on December 7, 2006 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
- This option was granted on December 7, 2007 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
- This option was granted on March 31, 2008 as an option for 2,500 shares of Class A Common Stock under the 2006 Director Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
- This option was granted on December 5, 2008 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.50 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
- This option was granted on December 7, 2008 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.41 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
- This option was granted on December 4, 2009 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividend paid on February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
- This option was granted on December 7, 2009 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
- This option was granted on December 3, 2010 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012 and February 1, 2013.
- This option was granted on December 7, 2010 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012 and February 1, 2013.
- This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 3, 2012 and February 1, 2013.
- This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 3, 2012 and February 1, 2013.
- This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 1, 2013.
- This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 1, 2013.
- This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share. This option vests on December 6, 2014.
- This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share. This option vests on December 7, 2014.