Filing Details

Accession Number:
0001572684-14-000006
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-01-27 20:32:04
Reporting Period:
2014-01-17
Filing Date:
2014-01-27
Accepted Time:
2014-01-27 20:32:04
Original Submission Date:
2014-01-22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1572684 Ucp Inc. UCP Operative Builders (1531) 900978085
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1581521 L. Dustin Bogue Ucp, Inc., 99 Almaden Boulevard
Suite 400
San Jose CA 95113
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2014-01-17 15,000 $14.68 130,444 No 4 S Direct
Class A Common Stock Disposition 2014-01-21 19,332 $14.54 111,112 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported is the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2013, in multiple transactions at prices ranging from $14.60 to $14.87, inclusive. The reporting person undertakes to provide the SEC, the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.
  2. The price reported is the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2013, in multiple transactions at prices ranging from $14.50 to $14.74, inclusive. The reporting person undertakes to provide the SEC, the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.