Filing Details
- Accession Number:
- 0001181431-14-004039
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-01-27 18:40:08
- Reporting Period:
- 2014-01-21
- Filing Date:
- 2014-01-27
- Accepted Time:
- 2014-01-27 18:40:08
- Original Submission Date:
- 2014-01-23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122904 | Netgear Inc | NTGR | Telephone & Telegraph Apparatus (3661) | 770419172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256313 | David Soares | Netgear, Inc. 350 E. Plumeria Dr. San Jose CA 95134 | Svp And Gm, Rbu | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-21 | 2,000 | $20.80 | 23,900 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-21 | 2,500 | $21.10 | 21,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-21 | 4,500 | $33.39 | 19,400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-21 | 1,027 | $33.39 | 18,373 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-01-21 | 2,500 | $0.00 | 2,500 | $21.10 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-01-21 | 2,000 | $0.00 | 2,000 | $20.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,250 | 2020-02-02 | No | 4 | M | Direct | |
| 2,334 | 2020-06-13 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $29.23 | 2017-01-12 | 20,000 | 20,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | 20,000 | 20,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $33.15 | 2021-04-26 | 3,400 | 3,400 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $31.31 | 2022-06-06 | 20,000 | 20,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $32.54 | 2023-05-16 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-01-12 | 20,000 | 20,000 | Direct |
| 2021-02-03 | 20,000 | 20,000 | Direct |
| 2021-04-26 | 3,400 | 3,400 | Direct |
| 2022-06-06 | 20,000 | 20,000 | Direct |
| 2023-05-16 | 20,000 | 20,000 | Direct |
Footnotes
- 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
- 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
- The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2013.
- The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $33.30 to $33.50 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $33.37 to $33.43 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Amendment shows new total as transaction was a sell of Restricted Stock Units
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