Filing Details
- Accession Number:
- 0001182489-14-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-27 18:33:15
- Reporting Period:
- 2014-01-23
- Filing Date:
- 2014-01-27
- Accepted Time:
- 2014-01-27 18:33:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
825542 | Scotts Miracle-Gro Co | SMG | Agricultural Chemicals (2870) | 311414921 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180173 | Littlefield Katherine Hagedorn | C/O The Scotts Miracle-Gro Company 14111 Scottslawn Road Marysville OH 43041 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2014-01-23 | 4,017 | $0.00 | 4,017 | No | 4 | M | Direct | |
Common Shares | Disposition | 2014-01-23 | 500 | $61.38 | 3,517 | No | 4 | S | Direct | |
Common Shares | Disposition | 2014-01-23 | 1,000 | $61.42 | 2,517 | No | 4 | S | Direct | |
Common Shares | Disposition | 2014-01-23 | 500 | $61.44 | 2,017 | No | 4 | S | Direct | |
Common Shares | Disposition | 2014-01-23 | 500 | $61.45 | 1,517 | No | 4 | S | Direct | |
Common Shares | Disposition | 2014-01-23 | 500 | $61.46 | 1,017 | No | 4 | S | Direct | |
Common Shares | Disposition | 2014-01-23 | 416 | $61.48 | 601 | No | 4 | S | Direct | |
Common Shares | Disposition | 2014-01-23 | 500 | $61.51 | 101 | No | 4 | S | Direct | |
Common Shares | Disposition | 2014-01-23 | 100 | $61.52 | 1 | No | 4 | S | Direct | |
Common Shares | Disposition | 2014-01-23 | 1 | $61.53 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Deferred Stock Units | Disposition | 2014-01-23 | 4,017 | $0.00 | 4,017 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 2,981,291 | Indirect | HPLP |
Footnotes
- The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2013.
- The deferred stock units were granted, together with an equal number of related dividend equivalents, under The Scotts Miracle-Gro Company Long-Term Incentive Plan (formerly known as The Scotts Miracle-Gro Company Amended and Restated 2006 Long-Term Incentive Plan), and subject to the terms and conditions of an individual award agreement. Each whole deferred stock unit represents a contingent right to receive one common share of the Issuer ("Common Shares"). The deferred stock units settled on January 23, 2014.
- Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the Common Shares to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings she may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.