Filing Details
- Accession Number:
- 0001225208-14-002438
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-27 17:56:47
- Reporting Period:
- 2014-01-23
- Filing Date:
- 2014-01-27
- Accepted Time:
- 2014-01-27 17:56:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1281761 | Regions Financial Corp | RF | National Commercial Banks (6021) | 630589368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1509493 | D. William Ritter | P. O. Box 10247 Birmingham AL 35202-0247 | Sevp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-01-23 | 18,102 | $10.79 | 0 | No | 4 | S | Indirect | As trustee of trust for Daughter 1 |
Common Stock | Disposition | 2014-01-23 | 14,570 | $10.79 | 0 | No | 4 | S | Indirect | As trustee of trust for Daughter 2 |
Common Stock | Disposition | 2014-01-23 | 10,511 | $10.80 | 0 | No | 4 | S | Indirect | As trustee of trust for Daughter 3 |
Common Stock | Disposition | 2014-01-23 | 15,913 | $10.80 | 0 | No | 4 | S | Indirect | As trustee of trust for Son 1 |
Common Stock | Acquisiton | 2013-12-31 | 1,469 | $0.00 | 20,522 | No | 5 | J | Indirect | By 401(k) |
Common Stock | Acquisiton | 2014-01-02 | 62 | $9.75 | 20,584 | No | 5 | J | Indirect | By 401(k) |
Common Stock | Acquisiton | 2014-01-15 | 64 | $0.00 | 20,648 | No | 5 | J | Indirect | By 401(k) |
Common Stock | Disposition | 2014-01-23 | 20,648 | $10.92 | 0 | No | 4 | I | Indirect | By 401(k) |
Common Stock | Acquisiton | 2013-04-01 | 1 | $8.18 | 986 | No | 5 | J | Indirect | By Spouse IRA |
Common Stock | Acquisiton | 2013-07-01 | 3 | $9.66 | 989 | No | 5 | J | Indirect | By Spouse IRA |
Common Stock (Phantom Stock) | Acquisiton | 2013-12-31 | 7,419 | $0.00 | 27,476 | No | 5 | J | Indirect | Indirect - By 401 (k) Supplemental Plan |
Common Stock (Phantom Stock) | Acquisiton | 2014-01-02 | 82 | $9.75 | 27,558 | No | 5 | J | Indirect | Indirect - By 401 (k) Supplemental Plan |
Common Stock (Phantom Stock) | Disposition | 2014-01-23 | 27,558 | $10.92 | 0 | No | 4 | I | Indirect | Indirect - By 401 (k) Supplemental Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | As trustee of trust for Daughter 1 |
No | 4 | S | Indirect | As trustee of trust for Daughter 2 |
No | 4 | S | Indirect | As trustee of trust for Daughter 3 |
No | 4 | S | Indirect | As trustee of trust for Son 1 |
No | 5 | J | Indirect | By 401(k) |
No | 5 | J | Indirect | By 401(k) |
No | 5 | J | Indirect | By 401(k) |
No | 4 | I | Indirect | By 401(k) |
No | 5 | J | Indirect | By Spouse IRA |
No | 5 | J | Indirect | By Spouse IRA |
No | 5 | J | Indirect | Indirect - By 401 (k) Supplemental Plan |
No | 5 | J | Indirect | Indirect - By 401 (k) Supplemental Plan |
No | 4 | I | Indirect | Indirect - By 401 (k) Supplemental Plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 160,236 | Direct |
Footnotes
- Reporting person disclaims beneficial ownership of these shares.
- Acquired through regular contributions to tax-conditioned plan.
- Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.
- These shares were acquired through regular dividend reinvestments.