Filing Details
- Accession Number:
- 0001225208-14-002437
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-27 17:56:45
- Reporting Period:
- 2014-01-23
- Filing Date:
- 2014-01-27
- Accepted Time:
- 2014-01-27 17:56:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1281761 | Regions Financial Corp | RF | National Commercial Banks (6021) | 630589368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1217171 | B David Edmonds | P. O. Box 10247 Birmingham AL 35202-0247 | Sevp, Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-23 | 156,904 | $3.29 | 421,941 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-23 | 7,826 | $11.02 | 414,115 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-01-23 | 61,049 | $10.78 | 353,066 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-01-23 | 69,642 | $10.78 | 283,424 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-12-31 | 1,497 | $0.00 | 25,279 | No | 5 | J | Indirect | By 401(k) |
Phantom Stock Units (401K) | Acquisiton | 2013-12-31 | 6,837 | $0.00 | 55,467 | No | 5 | J | Indirect | Indirect - By 401 (k) Supplemental Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 5 | J | Indirect | By 401(k) |
No | 5 | J | Indirect | Indirect - By 401 (k) Supplemental Plan |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-01-23 | 156,904 | $0.00 | 156,904 | $3.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-02-24 | 2019-02-24 | No | 4 | M | Direct |
Footnotes
- Price per share of shares tendered and netted, representing payment of exercise price of incentive stock options. Valued at previous day close.
- Price per share of shares withheld and sold, representing payment of exercise price of nonqualified options and associated tax liability. Valued at execution price.
- Acquired through regular contributions to tax-conditioned plan.
- Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.